AI GRCAPractitioner Programme
MODULE 21 · STAGE 4: REGULATION & CONTROLS

Module 21: Control Testing, Assurance & Audit Readiness

Assurance plan, control test, findings, board summary and approval recommendation

What you'll show in Module 21

The critical areas of this module's Knowledge Check.

  • Test design: design vs operating effectiveness
  • Sampling and evidence sufficiency
  • Findings, severity and remediation

How Module 21 works

  1. 1Learn
  2. 2Check
  3. 3Practise
  4. 4Demonstrate
  5. 5Evidence
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Learn

Lesson to follow

The video and materials for this module are still being written. You can already check and practise: follow your path above.

Your assignment

Test controls and bound conclusions

Your role
AI assurance reviewer
Decision
What can the sample support?
Case
AssureAI
Evidence you produce
Workpapers, exceptions and conclusion

Review criteria

  • Record sample, result and exception
  • Limit conclusions to inspected evidence
  • Required to complete the module: Knowledge Check and Practitioner Challenge. Recommended: guided practice in the Practitioner Lab. Optional: weekly self-check.
  • This is a new piece of work. Your trainer reviews it at the Module 23 milestone.
  • It is used next in the capstone (Module 24).

Revision (optional)

Use these to find gaps before or after your Knowledge Check. They don't count towards your badge: only the Check and Demonstrate do.